The ideal candidate is attention to detail and a quick learner. In addition, the candidate should be able to work as a team player but also independently. The position often requires long hours during busy periods.
Transaction Monitoring
Role and responsibilities
Perform post-transaction review on the flagged alerts generated by the internal
AML system to identify any unusual or suspicious activity.- Handle ad-hoc requests and projects related to transaction monitoring as
assigned by the team lead/ SIL/ Head of Compliance when required. - Conduct due diligence and perform both internal and external searches using
available resources to gather relevant information on the flagged alerts. - Initiate Request for Information (RFI) or Enhanced Due Diligence (EDD) with
relevant partners to facilitate in-depth investigations on the flagged alerts and
cases. - Monitor real-time alerts triggered by the internal AML system and approve or
reject transactions based on established AML/CFT policies and procedures. - Conduct name screening against global sanction lists using the in-house
screening portal and investigate any potential matches. - Prepare and draft Suspicious Transaction Report (STR) for any suspicious cases
identified, ensuring compliance with regulatory reporting requirements. - Maintain organized records of all supporting documents and information
obtained throughout the transaction monitoring process. - Identify process inefficiencies and collaborate with the team to enhance the
functionality and accuracy of transaction monitoring processes and systems.
Qualifications & requirements:
- Having 1 year compliance experience
- Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge.
- Sensitive to figures and able to apply professional scepticism
- Having experience in fast-growing transactional/technology company is an advantage
- Able to work independently with minimum supervision
- Take turn work on public holidays Malaysian Only
Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)